{"id":20133410,"updated":"2025-06-25T00:27:13Z","additionalIndexing":"24;freie Schlagwörter: Lex USA;Kontrolle;Berufsverbot;Unternehmensführung;Wirtschaftsethik;Finanzmarkt;Bank;Führungskraft","affairType":{"abbreviation":"Mo.","id":5,"name":"Motion"},"author":{"committee":{"abbreviation":"WAK-SR","id":23,"name":"Kommission für Wirtschaft und Abgaben SR","abbreviation1":"WAK-S","abbreviation2":"WAK","committeeNumber":23,"council":{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S"},"typeCode":1},"type":"author"},"deposit":{"council":{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S"},"date":"2013-06-10T00:00:00Z","legislativePeriod":49,"session":"4909"},"descriptors":[{"key":"L05K0702020204","name":"Führungskraft","type":1},{"key":"L04K11040101","name":"Bank","type":1},{"key":"L05K0703050103","name":"Unternehmensführung","type":1},{"key":"L03K110601","name":"Finanzmarkt","type":1},{"key":"L04K08020313","name":"Kontrolle","type":1},{"key":"L05K0502040201","name":"Berufsverbot","type":2},{"key":"L05K1603010402","name":"Wirtschaftsethik","type":2}],"drafts":[{"consultation":{"resolutions":[{"category":{"id":3,"name":"Normal"},"council":{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S"},"date":"2013-06-12T00:00:00Z","text":"Annahme","type":20},{"category":{"id":3,"name":"Normal"},"council":{"abbreviation":"NR","id":1,"name":"Nationalrat","type":"N"},"date":"2013-06-18T00:00:00Z","text":"Annahme der gleichlautenden Motion WAK-NR, Nummer 13.3450.","type":0},{"category":{"id":3,"name":"Normal"},"council":{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S"},"date":"2015-06-03T00:00:00Z","text":"Abschreibung","type":15},{"category":{"id":3,"name":"Normal"},"council":{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S"},"date":"2015-06-03T00:00:00Z","text":"Im Zusammenhang mit der Beratung des Geschäfts 15.006","type":0},{"category":{"id":3,"name":"Normal"},"council":{"abbreviation":"NR","id":1,"name":"Nationalrat","type":"N"},"date":"2015-06-15T00:00:00Z","text":"Abschreibung","type":15},{"category":{"id":3,"name":"Normal"},"council":{"abbreviation":"NR","id":1,"name":"Nationalrat","type":"N"},"date":"2015-06-15T00:00:00Z","text":"Im Zusammenhang mit der Beratung des Geschäfts 15.006","type":0}]},"federalCouncilProposal":{},"index":0,"links":[],"preConsultations":[],"references":[],"relatedDepartments":[{"abbreviation":"EFD","id":7,"name":"Finanzdepartement","leading":true}],"states":[{"date":"\/Date(1370815200000+0200)\/","id":24,"name":"Im Rat noch nicht behandelt"},{"date":"\/Date(1370988000000+0200)\/","id":11,"name":"Motion an 2. Rat"},{"date":"\/Date(1371506400000+0200)\/","id":26,"name":"Angenommen"},{"date":"\/Date(1434319200000+0200)\/","id":229,"name":"Erledigt"}],"texts":[]}],"handling":{"date":"2013-06-18T00:00:00Z","legislativePeriod":49,"session":"4909"},"language":"de","priorityCouncils":[{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S","priority":1}],"relatedAffairs":[{"id":20130046,"priorityCode":"S","shortId":"13.046"}],"roles":[{"committee":{"abbreviation":"WAK-SR","id":23,"name":"Kommission für Wirtschaft und Abgaben SR","abbreviation1":"WAK-S","abbreviation2":"WAK","committeeNumber":23,"council":{"abbreviation":"SR","id":2,"name":"Ständerat","type":"S"},"typeCode":1},"type":"author"}],"shortId":"13.3410","state":{"id":229,"name":"Erledigt","doneKey":"0","isMotionInSecondCouncil":true,"newKey":0},"texts":[{"type":{"id":14,"name":"Antwort BR \/ Büro"},"value":"<p>Siehe Amtliches Bulletin Ständerat, Sommersession 2013, S. 529<\/p>"},{"type":{"id":5,"name":"Eingereichter Text"},"value":"<p>Der Bundesrat wird beauftragt, mit der Finma unter Respektierung deren Unabhängigkeit zu erreichen, dass diese ihre Enforcement Policy im Bereich der Gewährserfordernis verschärft, damit Bankmanager im zutreffenden Fall mit dem in Artikel 33 des Finanzmarktaufsichtsgesetzes vorgesehenen Berufsverbot versehen werden. Die Finma soll in ihrem Jahresbericht darüber statistische Angaben liefern.<\/p>"},{"type":{"id":1,"name":"Titel des Geschäftes"},"value":"Bankmanager. Gewähr für eine einwandfreie Geschäftstätigkeit"}],"title":"Bankmanager. Gewähr für eine einwandfreie Geschäftstätigkeit"}